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Fundamentals of Securities Regulation is a concise treatise that provides essential information covering a wide array of topics concerning securities law. This compendium reviews the most significant aspects of securities regulation.

The Seventh Edition of Fundamentals of Securities Regulation incorporates the sweeping developments that have occurred in securities regulation since the passage of the Dodd-Frank Wall Street Reform and Consumer Protection Act. Topics covered also include primary liability under Section 10(b), insider trading, sanctions, disclosure requirements, rules and forms for offerings, SEC reporting, forward-looking statements, class action suits, crowdfunding, whistleblower awards, and ADR in securities disputes. To facilitate more detailed analysis, its fourteen chapters parallel the organization of the full treatise, and extensive cross-references show you exactly where to turn.

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Resource Information

Age:
  • Adults
Content Language:
  • English



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